CLIENT SURVEYS
Understanding the things that are most meaningful to you is critical to the financial planning and asset management process. AFP collects your information in various ways. Most information is gathered through live interviews and financial documents you provide. However, valuable information is also received through the use of client survey forms. Your thoughtful responses to the survey questions combined with the other data collected enables AFP to develop your financial plan and manage your investments.
AFP uses public and nonpublic personal information to analyze, assess, and make recommendations regarding your financial situation. The information collected from these forms is kept confidential and treated with extreme care. AFP adheres to a written policy meant to protect your privacy. The privacy policy is available for your review on the Compliance page.
AFP uses public and nonpublic personal information to analyze, assess, and make recommendations regarding your financial situation. The information collected from these forms is kept confidential and treated with extreme care. AFP adheres to a written policy meant to protect your privacy. The privacy policy is available for your review on the Compliance page.
Financial Planning Information
Developing a financial plan requires an understanding of clients' life goals, their available resources, and additional resources needed to achieve those goals. AFP explores these topics with clients during personal interviews and supplements that information by asking them to complete a financial planning survey. This encourages clients to begin organizing and documenting some of their own insights on their goals and financial situation. Click on the link below to complete and submit your financial planning information.
FINANCIAL PLANNING SURVEY
FINANCIAL PLANNING SURVEY
Risk Preference
Part of determining an appropriate investment strategy requires an understanding of clients' ability and willingness to tolerate risk. Investment risk tolerance is unique for each client and often changes over time. The primary way AFP helps clients understand and grow comfortable with their risk preferences is by educating them on the principles of investing. Another way is by assessing the answers to a brief risk preference survey. Keep in mind the responses to the survey questions only represent a small, but useful, subset of information used to gauge risk preference. Click on the link below to complete and submit your risk preference information.
Each client in the same household should complete and submit a separate survey. It is also highly recommended that the survey be taken in private to avoid any bias expressed by others.
Risk Tolerance Questionnaire
Each client in the same household should complete and submit a separate survey. It is also highly recommended that the survey be taken in private to avoid any bias expressed by others.
Risk Tolerance Questionnaire
Financial Documents
AFP assess the current financial condition of clients by examining a complete set of their most recent and up-to-date household financial documents. Review the list of financial documents by clicking on the link below. Once you have gathered the documents, you can send them to AFP via electronic upload to your AFP document vault, fax, or postal service.
FINANCIAL DOCUMENT CHECKLIST
FINANCIAL DOCUMENT CHECKLIST
Client Account Setup Information
Providing asset management services to new clients involves opening custodial accounts. This requires personal client information including government identification and beneficiary information. Click on the links below to enter and submit your information.
Client Account Identification Form
Client Account Beneficiary Form
Client Account Identification Form
Client Account Beneficiary Form
